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Wall Street Policies Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures

by McCaffrey, David

$142.05

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Description

Explains how the self-regulatory system for U.S. securities firms works within three tiers of supervision. Drawing upon prior work on securities regulation in the areas of economics, law, and management, this book will greatly interest professionals in the securities industry.

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Product Details

  • Oxford University Press Brand
  • Jul 30, 1998 Pub Date:
  • 0195111877 ISBN-10:
  • 9780195111873 ISBN-13:
  • English Language
  • 9.3 in * 0.9 in * 6.4 in Dimensions:
  • 1 lb Weight: