Mastering Series 53: Municipal Securities Principal Exam Prep

Table of Contents

Chapter 1: Introduction to Series 53 Exam

Chapter 2: Municipal Securities Market

Chapter 3: Regulatory Framework for Municipal Securities

Chapter 4: Underwriting and New Issue Process

Chapter 5: Trading and Sales Practices

Chapter 6: Supervision and Compliance

Chapter 7: Continuing Disclosure and Recordkeeping

Chapter 8: Laws and Regulations Impacting Municipal Securities

Chapter 9: MSRB Rules for Municipal Advisors

Chapter 10: Practice Examinations and Sample Questions

Chapter 11: Test-Taking Strategies and Final Tips

Chapter 12: Series 53 Exam - Test Day and Beyond

Chapter 13: Common Pitfalls and How to Avoid Them

Chapter 14: Series 53 Exam - Frequently Asked Questions (FAQs)

Chapter 15: Key Takeaways and Final Thoughts